Skip to content
SECURITY COMMISSION logo

Alabama Securities Commission

  • About
    • Director
    • Mission
  • For Industry
    • Financial Exploitation Division and Reporting
    • Auditing Division
    • Enforcement Division
    • Financial Innovation Division
    • Registration Division
    • Statutes, Regulations, & Policy Statements
  • For Investors
    • Broker Check
    • Enforcement Division
    • Investor Education
    • Military Communities
    • Military Resource Websites
    • She Can
    • Presentation Request
    • Podcasts
    • Websites for Investors
  • Press Room
    • News Releases
    • Investor Alerts
    • Annual Reports
    • Legislative Reports
    • ASC Newsletters
  • Complaints
  • Contact Us

Year: 2013

  • Home
  • 2013

Alabama Securities Commission Issues Cease and Desist Order for British-Based Profitable Sunrise.

March 14, 2013May 8, 2024 celex

Alabama Securities Commission Issues Cease and Desist Order for British-Based Profitable Sunrise. Click here to read the full article.

News Imposter Scam

ALERT – Alabama Investors Cautioned About Possible Fraud Tied to Foreign-based Unregistered Investment Contracts.

March 6, 2013November 15, 2023 celex

ALERT – Alabama Investors Cautioned About Possible Fraud Tied to Foreign-based Unregistered Investment Contracts. Click here to read the full article.

Investor Alerts, News

Alabama Securities Commission Appoints Kim Lewis New Senior Special Agent.

February 26, 2013November 14, 2023 celex

Alabama Securities Commission Appoints Kim Lewis New Senior Special Agent. Click here to read the full article.

News

Securities Commission Announces Grant Funded Financial Education Programs for Alabama Employees.

February 5, 2013November 14, 2023 celex

Securities Commission Announces Grant Funded Financial Education Programs for Alabama Employees. Click here to read the full article.

News

Hoover Resident (Spero X. Vourliotis) Gets Ten Years for Securities Fraud Scheme.

January 23, 2013May 8, 2024 celex

Hoover Resident (Spero X. Vourliotis) Gets Ten Years for Securities Fraud Scheme. Click here to read the full article.

News Affinity Fraud

Scott Alan Frye, Who Fled to Philippines, Receives Additional Sentence for Securities Violations.

January 14, 2013November 14, 2023 celex

Scott Alan Frye, Who Fled to Philippines, Receives Additional Sentence for Securities Violations. Click here to read the full article.

News

Massachusetts Resident (Sean H. McKinney) Arrested in Jefferson County for Securities Act Violations.

January 7, 2013May 8, 2024 celex

Massachusetts Resident (Sean H. McKinney) Arrested in Jefferson County for Securities Act Violations. Click here to read the full article.

News Promissory Notes

Posts navigation

Newer posts

Archives

Categories

ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

  • Public Records
  • Contact Us
  • Employee Login
  • Accessibility Feedback

Copyright © 2026 Alabama Securities Commission All rights reserved. Theme: Flash Pro by ThemeGrill. Powered by WordPress