Director of Alabama Securities Commission Addresses National Press Club In Washington, D.C. – A Pro-Investor Legislative Agenda for the110th Congress. […]
Alabama Securities Commission Recognized by Governor and State Auditor. Click Here to read the full article.
State Securities Regulator Warns Against Slippery Oil Deals, Oil Patch Scams Remain Favored Ploy to Fleece Investors. Click Here to […]
State Securities Regulator Selected as Expert to Participate on UN Panel. Click Here to read the full article.
Christopher Croft Arrested for Alleged Violations of the Alabama Securities Act. Click Here to read the full article.
Advanced Fee Scam Offers to Buy Shares of “Underperforming” or Worthless Securities at a High Price. Click Here to read […]
State Securities Regulators Report Increases in Enforcement Actions, Money Ordered Returned to Investors & Years of Incarceration for Securities Law […]
Harris Ordered to Pay Almost a Million Dollars in Restitution to Victims. Click Here to read the full article.
Alabama Securities Commission Announces Continuation of IARD System Fee Waiver. Click Here to read the full article.
Lamonica Plea and Sentence. Click Here to read the full article.
