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ASC Warns Alabama Residents: Don’t Lose Your Life Savings on Love this Valentine’s Day

February 13, 2025February 27, 2025 ASC

ASC Warns Alabama Residents: Don’t Lose Your Life Savings on Love this Valentine’s Day   Click here to read the […]

News Pig Butchering, Romance Scams

Auburn Man Sentenced After Pleading Guilty to Aggravated Theft by Deception

January 16, 2025 ASC

Man Sentenced After Pleading Guilty to Aggravated Theft by Deception Click here to read the full article

News

NASAA EFD System Outage January 1-5, 2025

January 1, 2025January 3, 2025 ASC

NASAA EFD System Outage January 1-5, 2025   Click here to read the full article

News

Don’t Let Cyber Criminals Steal Your Joy and Money this Holiday Season

December 3, 2024December 3, 2024 ASC

Don’t Let Cyber Criminals Steal Your Joy and Money this Holiday Season   Click here to read the full article

News

Relationship Investment Scams

October 29, 2024 ASC

Relationship Investment Scams Click here to read the full article

Investor Alerts

ASC Offers Tips to Help You Avoid Costly Tricks this Halloween

October 25, 2024 ASC

ASC Offers Tips to Help You Avoid Costly Tricks this Halloween   Click here to read the full article

News Imposter Scam

Jefferson County Man Indicted for Alleged Securities Fraud

August 16, 2024 ASC

Jefferson County Man Indicted for Alleged Securities Fraud   Click here to read the full article

News

Private Fund Adviser Exemption

July 8, 2024July 8, 2024 ASC

Private Fund Adviser Exemption Click here to read the full article

News

Auburn Man Indicted for Alleged Financial Exploitation of an Elderly Alabama Resident

July 3, 2024 ASC

Auburn Man Indicted for Alleged Financial Exploitation of an Elderly Alabama Resident Click here to read the full article

News Financial Exploitation

Artificial Intelligence (AI) and Investment Fraud

July 1, 2024July 1, 2024 ASC

Artificial Intelligence (AI) and Investment Fraud Click here to read the full article

Investor Alerts

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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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