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Author: celex

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Jefferson County Resident (Deborah Faye Escott Lumpkin) Arrested for Alleged Violations of Alabama Securities Act.

March 7, 2011November 14, 2023 celex

Jefferson County Resident (Deborah Faye Escott Lumpkin) Arrested for Alleged Violations of Alabama Securities Act. Click here to read the […]

News

The Alabama Securities Commission Helps Prospective Entrepreneurs Evaluate Franchise Opportunities.

February 14, 2011November 14, 2023 celex

The Alabama Securities Commission Helps Prospective Entrepreneurs Evaluate Franchise Opportunities. Click here to read the full article.

News

Former Autauga County Resident (Jack Deck Weight, III) Sentenced Again in Pike County for Alabama Securities Act Violations

February 10, 2011May 10, 2024 celex

Former Autauga County Resident (Jack Deck Weight, III) Sentenced Again in Pike County for Alabama Securities Act Violations Click here […]

News Commodities

Alabama Securities Commission Obtains Three Additional Arrests Related to Synergy Finance Group, LLC

February 10, 2011November 14, 2023 celex

Alabama Securities Commission Obtains Three Additional Arrests Related to Synergy Finance Group, LLC Click here to read the full article.

News

Terry Harris, Found Guilty of Securities Act Violations in Jefferson County Circuit Court.

February 8, 2011May 10, 2024 celex

Terry Harris, Found Guilty of Securities Act Violations in Jefferson County Circuit Court. Click here to read the full article.

News Affinity Fraud

Mississippi Resident (George Louis McCaw) Arrested for Violations of Alabama Securities Act.

January 24, 2011May 10, 2024 celex

Mississippi Resident (George Louis McCaw) Arrested for Violations of Alabama Securities Act. Click here to read the full article.

News Promissory Notes

Former Autauga County Resident (Jack Deck Weight, III) Sentenced for Alabama Securities Act Violations.

December 16, 2010May 15, 2024 celex

Former Autauga County Resident (Jack Deck Weight, III) Sentenced for Alabama Securities Act Violations. Click here to read the full […]

News Commodities

Alabama Securities Commission Helps Investors Assess Risks of Peer-To-Peer Lending.

December 13, 2010November 14, 2023 celex

Alabama Securities Commission Helps Investors Assess Risks of Peer-To-Peer Lending. Click here to read the full article.

News

Kentucky Resident (William Louis Moore) Pled Guilty to Alleged Violation of the Alabama Securities Act.

December 4, 2010May 15, 2024 celex

Kentucky Resident (William Louis Moore) Pled Guilty to Alleged Violation of the Alabama Securities Act. Click here to read the […]

News Commodities

Ozark Resident (Sam J. Carroll III) Arrested in Coffee County for Alleged Violations of Alabama Securities Act.

December 3, 2010November 14, 2023 celex

Ozark Resident (Sam J. Carroll III) Arrested in Coffee County for Alleged Violations of Alabama Securities Act. Click here to […]

News

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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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