Skip to content
Alabama Securities Commission

Alabama Securities Commission

  • About
    • Director
    • Mission
  • For Industry
    • Financial Exploitation Reporting
    • Auditing
    • Enforcement
    • Financial Innovation
    • Registration
    • Statutes, Regulations, & Policy Statements
  • For Investors
    • Broker Check
    • Enforcement
    • Investor Education
    • Military Communities
    • Military Resource Websites
    • She Can
    • Presentation Request
    • Podcasts
    • Websites for Investors
  • Press Room
    • News Releases
    • Investor Alerts
    • Annual Reports
    • Legislative Reports
    • Newsletters
  • Complaints
  • Contact Us

Author: cnoftz

  • Home
  • cnoftz

Alabama Securities Commission’s Back-to-School Cyber Rules

August 18, 2021November 9, 2023 cnoftz

Alabama Securities Commission’s Back-to-School Cyber Rules. Click Here to read the full article.

News

Alabama and Texas Securities Regulators File Orders Against First Class Wealth Preservation for Precious Metals Investment Scheme

August 6, 2021March 28, 2024 cnoftz

Alabama and Texas Securities Regulators File Orders Against First Class Wealth Preservation for Precious Metals Investment Scheme. Click Here to […]

News Commodities

State Securities Regulators in Texas and Alabama Team Up to Protect Senior Investors and Put a Stop to Fraudulent Precious Metal Investments

July 22, 2021March 28, 2024 cnoftz

State Securities Regulators in Texas and Alabama Team Up to Protect Senior Investors and Put a Stop to Fraudulent Precious […]

News Commodities

Alabama Securities Commission Issues Show Cause Order to Cyrptocurrency Company “BlockFi”

July 21, 2021March 28, 2024 cnoftz

Alabama Securities Commission Issues Show Cause Order to Cyrptocurrency Company “BlockFi”. Click Here to read the full article.

News Cryptocurrency

ASC Encourages Clean Cyber Hygiene To Help Prevent You From Becoming a Victim Of a Ransomeware Attack

June 22, 2021November 9, 2023 cnoftz

ASC Encourages Clean Cyber Hygiene To Help Prevent You From Becoming a Victim Of a Ransomeware Attack. Click Here to […]

News

Alabama Securities Commission Recognizes World Elder Abuse Awareness Day; Explains the Warning Signs of Financial Abuse

June 14, 2021March 28, 2024 cnoftz

Alabama Securities Commission Recognizes World Elder Abuse Awareness Day; Explains the Warning Signs of Financial Abuse. Click Here to read […]

News Financial Exploitation

You are Invited to Attend a Virtual Learning Event – “Investing: What’s New & What’s Not”

April 21, 2021November 9, 2023 cnoftz

You are Invited to Attend a Virtual Learning Event – “Investing: What’s New & What’s Not”. Click Here to read […]

News

Governor Ivey Declares April as Facts on Saving and Investing Campaign Month; Alabama Securities Commission and Partners Provide Tips that Make Cents

April 1, 2021November 15, 2023 cnoftz

Governor Ivey Declares April as Facts on Saving and Investing Campaign Month; Alabama Securities Commission and Partners Provide Tips that […]

Investor Alerts, News

Alabama Securities Commission Welcomes Former U.S. Attorney Louis Franklin, SR. as Deputy Director of Enforcement

April 1, 2021November 9, 2023 cnoftz

Alabama Securities Commission Welcomes Former U.S. Attorney Louis Franklin, SR. as Deputy Director of Enforcement. Click Here to read the […]

News

Governor Ivey Proclamation – Facts on Saving and Investing Campaign Month

March 31, 2021November 9, 2023 cnoftz

Governor Ivey Proclamation – Facts on Saving and Investing Campaign Month. Click Here to read the full article.

News

Posts navigation

Older posts
Newer posts

Archives

Categories

ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

  • Public Records
  • Contact Us
  • Employee Login

Copyright © 2025 Alabama Securities Commission All rights reserved. Theme: Flash Pro by ThemeGrill. Powered by WordPress