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Category: News

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Canadian Resident (Gregory James Aziz) Arrested for Alleged Securities Fraud.

November 15, 2013November 14, 2023 celex

Canadian Resident (Gregory James Aziz) Arrested for Alleged Securities Fraud. Click here to read the full article.

News

Two Morgan County Residents (Larry Arthur Coulter and Eddie DeWayne Raines) Enter Securities Fraud-Related Pleas.

October 28, 2013November 14, 2023 celex

Two Morgan County Residents (Larry Arthur Coulter and Eddie DeWayne Raines) Enter Securities Fraud-Related Pleas. Click here to read the […]

News

Conecuh County Resident (Carey Stinson Salter) Arrested for Alleged Securities Fraud.

October 24, 2013November 14, 2023 celex

Conecuh County Resident (Carey Stinson Salter) Arrested for Alleged Securities Fraud. Click here to read the full article.

News

Alabama Securities Commission Expands Annual Top Investor Threats List.

October 15, 2013November 14, 2023 celex

Alabama Securities Commission Expands Annual Top Investor Threats List. Click here to read the full article.

News

Securities Commission Partners with Financial Planning Association to Promote Sound financial Planning.

September 23, 2013November 14, 2023 celex

Securities Commission Partners with Financial Planning Association to Promote Sound financial Planning. Click here to read the full article.

News

Lee County Resident (John David Stroud) Pleads Guilty to Securities Fraud charges.

August 23, 2013May 8, 2024 celex

Lee County Resident (John David Stroud) Pleads Guilty to Securities Fraud charges. Click here to read the full article.

News Commodities

Birmingham Physician (Dr. Scott William Naley) Sentenced for Securities Violations.

August 22, 2013May 8, 2024 celex

Birmingham Physician (Dr. Scott William Naley) Sentenced for Securities Violations. Click here to read the full article.

News Promissory Notes

Alabama Securities Commission Welcomes New Commissioner and Recognizes Contributions of Former Member.

August 19, 2013November 14, 2023 celex

Alabama Securities Commission Welcomes New Commissioner and Recognizes Contributions of Former Member. Click here to read the full article.

News

Dothan Resident (Edward Lincoln Forehand) Sentenced to 90 Months for Securities Fraud Scheme.

August 5, 2013November 14, 2023 celex

Dothan Resident (Edward Lincoln Forehand) Sentenced to 90 Months for Securities Fraud Scheme. Click here to read the full article.

News

Montgomery County Resident (Reuben max Burrow) Arrested for Securities Act Violations.

July 19, 2013November 14, 2023 celex

Montgomery County Resident (Reuben max Burrow) Arrested for Securities Act Violations. Click here to read the full article.

News

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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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