James F. Fitch Arrested for Alleged Violations of Alabama Securities Act. Click Here to read the full article.

Alabama Securities Commission Director to Attend International Forum in Taiwan. Click Here to read the full article.

Top Securities Cop in Alabama Addresses Senate Panel that Needs of Investors Must Come First. Click here to read the […]

Alabama Securities Commission Identifies Top 10 Traps Facing Investors. Click Here to read the full article.

Von Kanel Pleads Guilty in Jefferson County to Securities Fraud and Sale of Unregistered Securities. Click Here to read the […]

Keith Trawick is Arrested in Henry County, Alabama for Alleged Violation of the Alabama Securities Act. Click Here to read […]

Alabama Joins in National Investor Education Initiative. Click Here to read the full article.

Von Kanel Sentenced for the Sale of Unregistered Securities; Faces Indictments in Jefferson County. Click Here to read the full […]

Director of Alabama Securities Commission to Attend International Securities Conference in India. Click Here to read the full article.

Wayne H. Smith of Heflin, Alabama Pleads Guilty to Violations of the Alabama Securities Act. Click Here to read the […]