Alabama Securities Commission Announces IARD System Fee Waiver. Click Here to read the full article.

The Alabama Securities Commission and AARP Team to Offer “Free Lunch Seminar Monitor” Program Older Americans Increasingly Targeted By Financial […]

Opelika Man, Michael James Dixon, Indicted by Lee County Grand Jury for Alleged Violations of Alabama Securities Act. Click here […]

Alabama Investors to Participate in Settlements over the Sale of Auction Rate Securities. Click Here to read the full article.

The Alabama Securities Commission Cautions Main Street Investors Against Making Uninformed, Sudden Decisions Amid Wall Street Crisis. Click Here to […]

State Agencies Warn about Internet Lottery and Sweepstake Scams. Click Here to read the full article.

Ronald Dover Holland Enters Guilty Plea for Violations of Alabama Securities Act. Click Here to read the full article.

Former SEC Chairman to Assist Alabama Securities Commission in Short Selling Investigation. Click Here to read the full article.