Von Kanel Pleads Guilty in Jefferson County to Securities Fraud and Sale of Unregistered Securities. Click Here to read the […]

Keith Trawick is Arrested in Henry County, Alabama for Alleged Violation of the Alabama Securities Act. Click Here to read […]

Alabama Joins in National Investor Education Initiative. Click Here to read the full article.

Von Kanel Sentenced for the Sale of Unregistered Securities; Faces Indictments in Jefferson County. Click Here to read the full […]

Director of Alabama Securities Commission to Attend International Securities Conference in India. Click Here to read the full article.

Wayne H. Smith of Heflin, Alabama Pleads Guilty to Violations of the Alabama Securities Act. Click Here to read the […]

Selma-Dallas County youth Learn Personal Finance Options, Enjoy Capitol Visit. Click Here to read the full article.

Identity Theft Assistance Center Joins Government Officials at Groundbreaking of the National Computer Forensics Institute. Click Here to read the […]

Director of Alabama Securities Commission Addresses National Press Club In Washington, D.C. – A Pro-Investor Legislative Agenda for the110th Congress. […]

Alabama Securities Commission Recognized by Governor and State Auditor. Click Here to read the full article.