Skip to content
Alabama Securities Commission

Alabama Securities Commission

  • About
    • Director
    • Mission
  • For Industry
    • Financial Exploitation Reporting
    • Auditing
    • Enforcement
    • Financial Innovation
    • Registration
    • Statutes, Regulations, & Policy Statements
  • For Investors
    • Broker Check
    • Enforcement
    • Investor Education
    • Military Communities
    • Military Resource Websites
    • She Can
    • Presentation Request
    • Podcasts
    • Websites for Investors
  • Press Room
    • News Releases
    • Investor Alerts
    • Annual Reports
    • Legislative Reports
    • Newsletters
  • Complaints
  • Contact Us

Tag: Promissory Notes

  • Home
  • Promissory Notes

Mobile County Resident (John Craig Dickson) Arrested for Alleged Violations of the Alabama Securities Act.

April 28, 2010May 15, 2024 celex

Mobile County Resident (John Craig Dickson) Arrested for Alleged Violations of the Alabama Securities Act. Click here to read the […]

News Promissory Notes

Scottsdale, Arizona Resident (Gene Grobstein) Sentenced in Talladega County for Alabama Securities Act Violations.

March 15, 2010May 15, 2024 celex

Scottsdale, Arizona Resident (Gene Grobstein) Sentenced in Talladega County for Alabama Securities Act Violations. Click here to read the full […]

News Promissory Notes

Tuscaloosa County Resident (Gene Thomas “Tommy” LeGrone Jr.) Pleads Guilty and Sentenced for Multiple Violations of Alabama Securities Act.

March 4, 2010May 15, 2024 celex

Tuscaloosa County Resident (Gene Thomas “Tommy” LeGrone Jr.) Pleads Guilty and Sentenced for Multiple Violations of Alabama Securities Act. Click […]

News Promissory Notes

Sylacauga Resident (Gary Allen Mitchell) Pleads Guilty to Violations of the Alabama Securities Act

May 20, 2009May 17, 2024 bevans

Sylacauga Resident (Gary Allen Mitchell) Pleads Guilty to Violations of the Alabama Securities Act. Click Here to read the full […]

News Promissory Notes

Sylacauga Man Arrested for Alleged Violations of Alabama Securities Act

October 27, 2008May 22, 2024 bevans

Sylacauga Man Arrested for Alleged Violations of Alabama Securities Act. Click Here to read the full article.

News Promissory Notes

Montgomery Man, Willie Joe Phillips, Enters Plea for Violations of Alabama Securities Act

April 16, 2008May 22, 2024 bevans

Montgomery Man, Willie Joe Phillips, Enters Plea for Violations of Alabama Securities Act. Click Here to read the full article.

News Promissory Notes

Lamonica Plea and Sentence

October 11, 2006May 31, 2024 bevans

Lamonica Plea and Sentence. Click Here to read the full article.

News Promissory Notes

Gwaltney, Downen, and Morice, arrested in Tennessee for alleged violations of the Alabama Securities Act

April 18, 2005May 31, 2024 bevans

Gwaltney, Downen, and Morice, arrested in Tennessee for alleged violations of the Alabama Securities Act. Click Here to read the […]

News Promissory Notes

Edwin Rick Wood of Millbrook, Alabama Sentenced for Securities Fraud and Theft of Property

March 28, 2005May 31, 2024 bevans

Edwin Rick Wood of Millbrook, Alabama Sentenced for Securities Fraud and Theft of Property. Click here to read the full […]

News Promissory Notes

Edwin Rick Wood of Millbrook, Alabama Pled Guilty to Securities Fraud and Theft of Property

March 1, 2005May 31, 2024 bevans

Edwin Rick Wood of Millbrook, Alabama Pled Guilty to Securities Fraud and Theft of Property. Click Here to read the […]

News Promissory Notes

Posts navigation

Older posts
Newer posts

Archives

Categories

ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

  • Public Records
  • Contact Us
  • Employee Login

Copyright © 2025 Alabama Securities Commission All rights reserved. Theme: Flash Pro by ThemeGrill. Powered by WordPress