Founder of Lee County-Based Company, Kyle Geoffrey Sandler, Convicted of Securities Fraud. Click Here to read the full article.

Morgan County, Alabama Man Indicted for Alleged Theft, Forgery, and Securities Fraud. Click Here to read the full article.

Alabama Securities Commission Director Borg receives a Lifetime Achievement Award from the Alabama Senior Citizens Hall of Fame. Click Here […]

Alleged securities fraud defendant arrested in Moldova, extradited to Baldwin County. Click Here to read the full article.

Alabama Securities Commission Appoints Senn to Deputy Director of Enforcement. Click Here to read the full article.

Alabama Securities Commission Recognizes World Elder Abuse Awareness Day June 15. Click Here to read the full article.

Arizona Man Sentenced for Securities Fraud in Tuscaloosa County. Click Here to read the full article.

Secretary Galvin and Alabama Director Borg announce 26 Million Dollar Settlement with LPL Financial. Click Here to read the full […]