Skip to content
Alabama Securities Commission

Alabama Securities Commission

  • About
    • Director
    • Mission
  • For Industry
    • Financial Exploitation Reporting
    • Auditing
    • Enforcement
    • Financial Innovation
    • Registration
    • Statutes, Regulations, & Policy Statements
  • For Investors
    • Broker Check
    • Enforcement
    • Investor Education
    • Military Communities
    • Military Resource Websites
    • She Can
    • Presentation Request
    • Podcasts
    • Websites for Investors
  • Press Room
    • News Releases
    • Investor Alerts
    • Annual Reports
    • Legislative Reports
    • Newsletters
  • Complaints
  • Contact Us

Tag: Imposter Scam

  • Home
  • Imposter Scam

Beware of the “Gold Bar” Scam

August 20, 2025August 20, 2025 ASC

Beware of the “Gold Bar” Scam Click here to read the full article

Investor Alerts, News Commodities, Imposter Scam

ASC Offers Tips to Help You Avoid Costly Tricks this Halloween

October 25, 2024 ASC

ASC Offers Tips to Help You Avoid Costly Tricks this Halloween   Click here to read the full article

News Imposter Scam

Will the Real Adviser or Broker Please Stand Up?

January 16, 2024March 28, 2024 ASC

Will the Real Adviser or Broker Please Stand Up? Click here to read the full article

Investor Alerts, News Imposter Scam

Con Man Sentenced to 51 Months for Mail Fraud in Federal Court

August 25, 2023March 28, 2024 cnoftz

Con Man Sentenced to 51 Months for Mail Fraud in Federal Court. Click Here to read the full article.

News Imposter Scam

ASC and Secretary of State Warning Businesses of Fraudulent Mailer

June 27, 2023March 28, 2024 cnoftz

ASC and Secretary of State Warning Businesses of Fraudulent Mailer. Click Here to read the full article.

News Imposter Scam

Troy Man Pleads Guilty to Mail Fraud in Federal Court

April 11, 2023March 28, 2024 cnoftz

Troy Man Pleads Guilty to Mail Fraud in Federal Court. Click Here to read the full article.

News Imposter Scam

Fake Billionaire Pleads Guilty to Securities Fraud in Two More Counties, Concluding a Multi-County Fraud Prosecution

April 12, 2022March 28, 2024 cnoftz

Fake Billionaire Pleads Guilty to Securities Fraud in Two More Counties, Concluding a Multi-County Fraud Prosecution. Click Here to read […]

News Imposter Scam

Hinson Pleads Guilty to Securities Fraud and Ordered to pay $1,248,740 in Restitution to Victims

March 24, 2022March 28, 2024 cnoftz

Hinson Pleads Guilty to Securities Fraud and Ordered to pay $1,248,740 in Restitution to Victims. Click Here to read the […]

News Imposter Scam

Promises, Promises … Hoover Resident Promises Big Returns on Bank Investment but Leaves Investor Empty Handed

January 7, 2022March 28, 2024 cnoftz

Promises, Promises … Hoover Resident Promises Big Returns on Bank Investment but Leaves Investor Empty Handed. Click Here to read […]

News Imposter Scam, Promissory Notes

Unregistered Agent Touting Banking System Expertise Ousted by Alabama Securities Commission

December 17, 2020March 28, 2024 cnoftz

Unregistered Agent Touting Banking System Expertise Ousted by Alabama Securities Commission. Click Here to read the full article.

News Imposter Scam

Posts navigation

Older posts

Archives

Categories

ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

  • Public Records
  • Contact Us
  • Employee Login

Copyright © 2025 Alabama Securities Commission All rights reserved. Theme: Flash Pro by ThemeGrill. Powered by WordPress