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Attorney General, Securities Commission Obtain Order for Permanent Shutdown of One of the Largest Debt settlement Schemes in the Nation.

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Attorney General, Securities Commission Obtain Order for Permanent Shutdown of One of the Largest Debt settlement Schemes in the Nation.

February 24, 2010November 14, 2023 celex

Attorney General, Securities Commission Obtain Order for Permanent Shutdown of One of the Largest Debt settlement Schemes in the Nation. Click […]

News

Virginia Resident (Rudolph A. Polson) Pleads Guilty to Violations of Alabama Securities Act.

January 28, 2010November 14, 2023 celex

Virginia Resident (Rudolph A. Polson) Pleads Guilty to Violations of Alabama Securities Act. Click here to read the full article.

News

Arizona Resident (Gene Grobstein) Pleads Guilty to Violations of Alabama Securities Act.

January 28, 2010November 14, 2023 celex

Arizona Resident (Gene Grobstein) Pleads Guilty to Violations of Alabama Securities Act. Click here to read the full article.

News

Madison County Resident (Mark Edward Doering) Arrested for Alleged Violations of Alabama Securities Act.

January 14, 2010November 14, 2023 celex

Madison County Resident (Mark Edward Doering) Arrested for Alleged Violations of Alabama Securities Act. Click here to read the full […]

News

Montgomery County Resident (Michael Joe Hardiman) Indicted for multiple alleged violations of the Alabama Securities Act

November 16, 2009November 8, 2023 bevans

Montgomery County Resident (Michael Joe Hardiman) Indicted for multiple alleged violations of the Alabama Securities Act. Click Here to read […]

News

ALERT – Current Internet “Phishing” Scams Target ARS Investors in Alabama

October 26, 2009May 17, 2024 bevans

ALERT – Current Internet “Phishing” Scams Target ARS Investors in Alabama. Click Here to read the full article.

Investor Alerts, News Imposter Scam

Governor Riley Appoints New Commissioner to Alabama Securities Commission

October 23, 2009November 8, 2023 bevans

Governor Riley Appoints New Commissioner to Alabama Securities Commission. Click Here to read the full article.

News

Alabama Securities Commission Announces Continuation of IARD System Fee Waiver

October 13, 2009November 8, 2023 bevans

Alabama Securities Commission Announces Continuation of IARD System Fee Waiver. Click Here to read the full article.

News

Mobile County Resident (Scott Anthony Harwell) Sentenced for Multiple Violations of Alabama Securities Act

October 7, 2009November 8, 2023 bevans

Mobile County Resident (Scott Anthony Harwell) Sentenced for Multiple Violations of Alabama Securities Act. Click Here to read the full […]

News

Lee County Resident (Michael James Dixon) Convicted of Securities Violations has Probation Revoked

October 6, 2009November 8, 2023 bevans

Lee County Resident (Michael James Dixon) Convicted of Securities Violations has Probation Revoked. Click Here to read the full article.

News

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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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